Step 02 / Explore the pack

See the plan. Know what was found.

A visual view of what is inside the Consumer credit edition, before you open Excel. Choose a tab to explore the illustrative worked example.

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Consumer credit

Compliance monitoring master pack · illustrative example firm: Quillstone Credit Limited

Change firm type
01
Reviews overdue

At the as-at date

02
Reviews due soon

Within 30 days

02
Open findings

2 high severity

24
Reviews completed

Logged in the example

compliance-monitoring-master-pack-consumer-credit-workbook-worked-example.xlsxIllustrative data

Twelve months of reviews

24 completed reviews and 23 findings (7 high, 13 medium, 3 low). Test steps recorded: 72 of 72, 2 failed.

  1. R06 · 26 Sep 2026Compliance Manager · 1 findingRed
  2. R10 · 20 Sep 2026External reviewer · 1 findingAmber
  3. R01 · 15 Sep 2026External reviewer · 0 findingsGreen
  4. R02 · 20 Aug 2026External reviewer · 1 findingAmber
  5. R03 · 18 Aug 2026External reviewer · 0 findingsGreen
  6. R08 · 19 Jul 2026External reviewer · 2 findingsRed
  7. R12 · 18 Jul 2026Compliance Manager · 2 findingsAmber
  8. R05 · 18 Jun 2026Compliance Manager · 1 findingGreen

The latest eight completed reviews are shown. The workbook holds them all.

See the actual workbook · real Excel sheets, rendered from the example file
Consumer credit: One-page board report with programme status, reviews by status and findings (illustrative example)Board report · opens full sizeConsumer credit: Review plan with risk scores, review frequency, next due dates and status (illustrative example)Review plan · opens full sizeConsumer credit: Annual plan showing the months each review falls due (illustrative example)Annual plan · opens full sizeConsumer credit: Findings log with severity, owner, due date and status (illustrative example)Findings log · opens full size

Built from the same data and formulas as the worked-example workbook, for an invented firm. All figures and thresholds are illustrative, not benchmarks.

About the Consumer credit edition

Consumer credit lenders and credit brokers. SYSC 6.1.1R applies to your firm. For the compliance function, SYSC 6.1.3AG(1) says other firms should take account of the compliance function rule, SYSC 6.1.3R, as if it were guidance.

The FCA does not set a template for a monitoring programme. This pack is a practical structure built on SYSC 6.1. Read the compliance monitoring plan guide, or see how the Consumer Duty board report pack uses the same monitoring evidence.