Free Regulatory Tools
Professional compliance tools to help UK financial services firms stay compliant. Free to use, no registration required.
Regulatory Perimeter Assessment
Discover your FCA regulatory requirements instantly. Interactive assessment mapping activities to permissions, sourcebooks (PRIN, COBS, CONC, MCOB, ICOBS), and compliance artefacts with PERG/RAO guidance.
- ✓PERG/RAO mapping
- ✓Sourcebook explainers
- ✓Artefact templates
FCA Fee Calculator
Calculate your annual FCA regulatory fees instantly. Wizard-style calculator guiding you through firm type selection and tariff data entry.
- ✓Instant calculations
- ✓Pre-defined firm types
- ✓Accurate estimates
SM&CR Navigator
Build your SM&CR framework step-by-step. Identify SMFs, allocate responsibilities, manage certification, and track F&P assessments.
- ✓Six-step wizard
- ✓SMF library
- ✓F&P tracking
Consumer Duty Outcomes Checker
Rapid structured assessment against the four Consumer Duty outcomes with board-ready action plans and evidence requirements.
- ✓Four outcomes assessment
- ✓Board report export
- ✓Evidence tracking
Financial Promotions Quick Guidance
Media-neutral pre-clearance aid for financial promotions. Regime-specific rules, prominence requirements, and approval checklists.
- ✓All channels covered
- ✓Product-specific rules
- ✓Prominence guidance
Vulnerability Support Checker
Proportionate adjustments for customers in vulnerable circumstances across different journey steps with FG21/1 alignment.
- ✓Journey-specific prompts
- ✓FCA's 4 drivers
- ✓MI requirements
Complaints Checker (DISP)
Stay on track with DISP timelines, mandatory letter content, and root-cause analysis. Calculate deadlines and export case files.
- ✓Timeline calculator
- ✓Letter templates
- ✓Root cause tags
Financial Crime Assessment
Self-assess your AML/CTF controls against Dear CEO letter themes with RAG scoring and expert recommendations.
- ✓Dear CEO aligned
- ✓RAG scoring
- ✓Expert recommendations
FCA Fines Database
Search and analyse 10+ years of FCA enforcement actions. Browse fines, penalties, and regulatory decisions with advanced filtering.
- ✓10+ years of data
- ✓Advanced filters
- ✓Trend analysis
FOS Complaints Database
Financial Ombudsman Service complaints data by firm and sector. Understand complaint volumes, outcomes, and trends.
- ✓FOS case data
- ✓Firm comparisons
- ✓Sector analysis
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