Sample AML Policy
Template AML policy structure covering risk appetite, CDD, transaction monitoring, SAR processes, and governance.
DOCXAML policy • sample
Free Compliance Assets
MEMA Resources Library
Preview FCA compliance checklists, templates, whitepapers, and infographics. Assets that pass final review are clearly marked ready to download.
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Filter the library by asset type or search for keywords such as "SMCR", "Consumer Duty", or "financial promotions".
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Sample Compliance Manual
Editable sample compliance manual outline covering governance, policies, escalation, and record keeping expectations.
DOCXcompliance manual • sample
Complaints Handling Log
DISP-aligned complaints log template with workflow guidance and a metrics dashboard for root-cause MI. Record complaints as they arrive and track them to resolution.
XLSXcomplaints • DISP
Complaints Root Cause Analysis
Operational complaints root-cause workbook with outcome, timeliness and trend analysis for management information and Consumer Duty learning.
XLSXcomplaints • root cause analysis
Compliance Monitoring Plan Template
Structured plan template setting out thematic reviews, frequency, ownership, and reporting for compliance monitoring programmes.
XLSXcompliance monitoring • template
Consumer Duty Implementation Tracker
Implementation tracker covering Consumer Duty deliverables, owners, milestones, and board evidence with live progress metrics.
XLSXConsumer Duty • implementation plan
Enterprise Risk Assessment Template
Editable template to capture inherent risks, controls, residual scoring, owners, and review cadence for enterprise risk assessments.
XLSXrisk assessment • template
Vulnerability Assessment Toolkit
Toolkit to map customer vulnerability characteristics, tailored support actions, and outcome MI tracking.
XLSXvulnerability • consumer duty