FCA Regulatory Training
Comprehensive FCA compliance training designed for everyone employed in financial services firms. Our expert-led programs focus on attaining competence, maintaining competence, and proper record keeping to ensure your team meets all regulatory requirements.
Why Choose MEMA Training
Training delivered by ex-regulators and Big 4 consultants with real-world expertise
Expert Trainers
Ex-regulators and Big 4 consultants
Role-Tailored
Training customized by job function
FCA Compliant
Meets all regulatory requirements
Practical Focus
Real-world application and scenarios
Our Training Framework
Comprehensive compliance training covering all FCA requirements
Attaining Competence
- Initial competency assessment and baseline evaluation
- Role-specific training programs aligned to job functions
- Structured learning pathways for new employees
- Qualification and certification support
Maintaining Competence
- Ongoing continuous professional development (CPD)
- Regular knowledge updates on regulatory changes
- Annual competency reviews and assessments
- Skills gap analysis and remediation planning
Record Keeping
- Training record documentation systems
- FCA-compliant training logs and evidence
- Competency matrix maintenance
- Audit trail preparation and management
Who Should Attend
Training tailored for all roles within financial services firms
Senior Managers
Compliance Officers
Financial Advisors
Customer Service
Sales Teams
Operations Staff
Risk Managers
New Employees
Key Training Benefits
Comprehensive training programs that deliver measurable results
HR Decision Support
- Evidence-based data for performance reviews
- Competency tracking for promotion decisions
- Skills gap identification for recruitment planning
- Training effectiveness measurement and ROI
Compliance Violation Analysis
- Root cause identification of compliance breaches
- Training needs analysis following incidents
- Remediation program design and implementation
- Prevention strategies through targeted education
Regulatory Confidence
- FCA inspection readiness and audit preparation
- Demonstrable commitment to competence
- Reduced regulatory risk exposure
- Enhanced firm reputation and credibility
Employee Development
- Clear career progression pathways
- Enhanced job satisfaction and engagement
- Improved customer outcomes through better service
- Professional development and certification support
Training Delivered by Industry Experts
Our training programs are delivered by ex-regulators and Big 4 consultants who bring real-world experience and practical insights. Every course is tailored by role type to ensure relevance and maximum impact for your team members.
Ex-FCA Regulators
Big 4 Experience
Practical Expertise
Ready to Enhance Your Team's Compliance Knowledge?
Contact us to discuss tailored regulatory training programs for your firm
Phone: 0330 133 0811
Email: contact@memaconsultants.com