Step 01 / Find your fit

Your monitoring programme, built for your firm.

Select the business that best describes yours. We will show a worked example of the plan, the test scripts and a year of findings.

  1. Choose sector
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What kind of firm are you?

You can change your selection at any point.

4 sector editions + generic

Not sure which applies? Choose the closest fit.

View worked example

These are examples to adapt, not a determination of your regulatory obligations. The scoring and frequency bands are MEMA's working method, not FCA rules.

Cryptoasset firms: There is no cryptoasset edition. Firms registered only under the Money Laundering Regulations are not authorised firms, and the common platform requirements in SYSC apply to every firm (SYSC 1 Annex 1 2.1R), so SYSC does not apply to them. Their monitoring duties sit in the Regulations (customer due diligence, training, independent audit). The generic edition covers those reviews. Rules for the new cryptoasset regime were not checked.