Topic hub
AML, sanctions, fraud and transaction monitoring: what the FCA expects and how firms evidence their controls.
Featured article
The FCA's May 2026 findings connect sanctions exposure, screening design, data quality, alert calibration, escalation and breach reporting.
Read the full article
Speak to our ex-regulator team.
Showing 13–18 of 18 articles
MEMA has produced this financial crime series for firms, to understand the steps they can take to reduce their financial crime risk. It does not include all the financial crime risks a firm may face but provides an understanding of FCA expectations in this complex field.
MEMA has produced this financial crime series for firms, to understand the steps they can take to reduce their financial crime risk. It does not include all the financial crime risks a firm may face but provides an understanding of FCA expectations in this complex field.
Sanctions are normally used by the international community for one or more of the following reasons:
The Financial Conduct Authority has released its key findings from its recent review of financial crime controls at several challenger banks. There are quite a few takeaways you can take to actively enhance your systems and controls.
The Financial Conduct Authority (FCA) issued a warning to retail banks in May 2021 (made public on 29 June) over continued weaknesses and failings surrounding their financial crime controls.
If you are supervised by the HMRC for anti-money laundering purposes, you will need to meet requirements under the Money Laundering, Terrorist Financing, and Transfer of Funds (Information on the Payer) Regulations 2017.
The MEMA Brief
Weekly updates on FCA developments, analysis and upcoming deadlines for regulated firms.
Prefer to talk it through? Book a free scoping call. No spam. Unsubscribe at any time.
