At A Glance
Fast takeaways for decision-makers.
- 1AML, conflict-of-interest and operational-resilience fines are rising fast. Learn how to safeguard your firm before the next FCA crackdown.
- 2(Remaining analysis, checklists and future-looking commentary stay valid with the corrected figures.)
AML, conflict-of-interest and operational-resilience fines are rising fast. Learn how to safeguard your firm before the next FCA crackdown.
<!DOCTYPE html>
<html>
<head>
<title>Breach Type Analysis</title>
</head>
<body>
Breach Type Growth Analysis
| Breach Type | 2013-17 (£ m) | 2018-24 (£ m) | Growth |
|---|---|---|---|
| AML / Financial Crime | 880 | 1 320 | +50 % |
| Conflict of Interest | 75 | 240 | +220 % |
| Operational Resilience | — | 165 | New |
| Market Abuse | 540 | 360 | -33 % |
| Consumer Duty / Fair Value | — | 95 | New |
</body>
</html>
(Remaining analysis, checklists and future-looking commentary stay valid with the corrected figures.)
Powered by MEMA Consultants | www.memaconsultants.com
