Sector
Claims Management case studies
Claims management companies: FCA authorisation, fee and disclosure rules, financial promotions and Consumer Duty.
Claims ManagementA claims management firm's FCA application, built and submitted on deadline
When regulation of claims management moved to the FCA, a firm that had never dealt with the regulator faced a tight application deadline. MEMA found the gaps, wrote what was missing and answered the FCA's follow-up questions.
Read case study →
Claims ManagementConsumer Duty readiness for a specialist claims firm, ahead of the deadline
A specialist claims firm did most of its work outside FCA regulation and needed to know how the Consumer Duty applied to it. MEMA mapped the Duty to its business and delivered a gap analysis before the rules came into force.
Read case study →
Client details are presented to protect confidentiality. Outcomes reflect specific engagements and are not a guarantee of results, as every firm's circumstances differ. For this sector, locations and exact timings are generalised to protect confidentiality.
More case studies
Payment Services & EMIPayment institution authorised in 9 months after its application stalled
A payment institution's application had stalled after case-handler problems and the loss of key staff. MEMA got it moving again, and the firm was authorised in 9 months.
Read case study →
Investment & Wealth ManagementInvestment authorisation saved after the FCA raised compliance concerns
Midway through an investment firm's application, the FCA raised concerns about its compliance arrangements. MEMA's ex-regulator team answered every point, and the firm was authorised.
Read case study →
Cross-sectorAn outsourced compliance function for growing regulated firms
For firms without a full in-house compliance team, MEMA runs the compliance function: monthly horizon scanning, tracked actions and FCA support on call.
Read case study →
Book a free scoping call
Talk through your situation with MEMA's specialists.
Book a free scoping call