Step 03 / Your pack
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Limited scope firms
Firms with limited-type business
You'll receive
- 01 — Workbook (Excel)3 SMF functions, register, responsibility checks, certification, training, handover and a board summary
- 02 — Statements of responsibilities and handover certificate (Word)A drafting template for each SMF function, with guidance, and a handover certificate.
- 03 — Worked example workbook (Excel)The same workbook completed for an invented firm.
- 04 — Worked example statements (Word)The statements and handover certificate completed for the same invented firm.
- 05 — User guide (PDF)How to use the pack, with every rule explained and sourced.
No account needed. No payment. A practical starting point for your own SM&CR records, not a substitute for your own judgement or the FCA's form.
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