Step 01 / Choose your firm type

Every account reconciled, every gap logged.

This pack is for payment and e-money firms only. Choose your firm type: authorised payment institution, authorised e-money institution, or a small firm that has chosen to safeguard.

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What kind of firm are you?

You can change your selection at any point.

3 sector editions + generic

Authorised payment institutionAuthorised payment institutions: segregation, insurance or guaranteeAuthorised e-money institutionAuthorised e-money institutions: safeguards e-money funds, separate from unrelated payment fundsSmall payment or e-money institution that safeguardsSmall payment or e-money institutions: only if you have chosen to safeguardOther or not listedAnother type of firm, or not sure: the core factors and controls without a sector focus

Not sure which applies? Choose the closest fit.

View worked example

For payment and e-money firms only. These are examples to adapt, not a determination of the safeguarding rules that apply to your firm. The workbook checks what you record; it does not reconcile your accounts or file your return.

Payment and e-money firms only. This pack follows CASS 15 (safeguarding), CASS 10A (the resolution pack), SUP 3A (the audit) and SUP 16.14A (the monthly return), which apply to authorised payment institutions, electronic money institutions and credit unions that issue e-money. A small payment institution is covered only if it has chosen to safeguard under the Payment Services Regulations. It is not for any other kind of firm.

What it does not do. It checks what you record. It does not calculate your safeguarding requirement, reconcile your accounts or file your return.

Read our payment services guidance or ask us for a free scoping call about your safeguarding arrangements.