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Authorised e-money institution

Authorised e-money institutions

You'll receive

01 — Safeguarding workbook (Excel)4 accounts in the example, daily reconciliations, a shortfall log, a resolution pack index, a monthly return working paper, an audit tracker and a board summary
02 — Account letters (Word)Account opening and designation request, the CASS 15 Annex 1 acknowledgement letter and a chaser.
03 — Safeguarding policy skeleton (Word)A twelve-section policy skeleton with fill-in prompts.
04 — Resolution pack cover document (Word)The master document for the resolution pack, with an index of the fifteen items.
05 — Worked example workbook (Excel)The same workbook completed for an invented firm with 30 reconciliation days, including a break, a shortfall and an excess, each resolved.
06 — User guide (PDF)How to use the pack, with every rule quoted and sourced.

No account needed. No payment. For payment and e-money firms only. A practical starting point for your own safeguarding records, not a substitute for your own judgement, your auditor or the FCA's return.

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