Templates
Financial Promotions Approval Template
Structured register to track financial promotions, approval sign-offs, Consumer Duty checks, and review dates.
There is a newer version of this template
The Financial promotions approval pack adds a per-promotion checklist scored by medium and rule, four-eyes sign-off, an approver tracker for section 21 approvals, a withdrawal and amendment log, a board summary and a worked example for five firm types. Start there. This older template stays available for now.
XLSXfinancial promotions • COBS • template
What's inside
- •Dashboard summarises total promotions, approvals, pending reviews, and high-risk flags using live formulas.
- •Register sheet includes status drop-downs, risk rating, and Consumer Duty validation prompts.
- •README tab provides usage guidance, suggested workflow, and how to extend the log.
See inside
Sheet preview 1 · Instructions · 1 of 3
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