Regulatory Insights
CASS 15 Is Live: What the FCA Is Already Finding
The CASS 15 supplementary safeguarding regime took effect 7 May 2026; here is what it requires now and the statutory trust regime still to come.
Put this into practice
The Safeguarding and resolution pack gives you the CASS 15 records this briefing describes: daily reconciliations, a resolution pack index, a monthly return working paper and an audit tracker.
PDF5 pagesCASS 15 • PS25/12 • safeguarding
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