FCA Compliance Consultants in Bristol
Bristol's regulated firms range from some of the largest investment platforms and asset managers outside London to small, owner-run advisory practices serving the wider South West. We work across that full range, scaling our support from full outsourced compliance functions to focused project work depending on what a firm actually needs.
Supporting regulated firms in the South West of England
Investment management and platform businesses have deep roots in Bristol, sitting alongside a long-established community of independent financial advisers and small brokers serving the wider West of England. We support investment firms and platforms with COBS, prudential and governance obligations, IFAs and wealth managers with Consumer Duty and suitability, and smaller regional brokers with proportionate outsourced compliance. The city's broader aerospace and advanced engineering economy also supports a smaller cluster of corporate and trade finance advisers, who bring their own authorisation and financial crime questions. Working with firms of such different sizes and specialisms means no two engagements in Bristol look quite the same.
How we work with Bristol firms
MEMA is a London-based consultancy led by ex-FCA regulators. We serve Bristol firms remotely: compliance monitoring, policy drafting, authorisation applications and ongoing advisory are all delivered securely by video and document sharing, with on-site visits arranged whenever they add value. You get direct regulatory experience without the cost of an in-house compliance function or a local retainer premium.
How we help Bristol firms
The services Bristol firms most often need, delivered by ex-FCA regulators.
FCA compliance in Bristol: common questions
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Do you support investment platforms and asset managers in Bristol?
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