At A Glance
Fast takeaways for decision-makers.
- 1Log in to My FCA to familiarize yourself with the new features.
- 2Review internal processes for invoicing and credit to align with the new digital tasks.
- 3Communicate changes to relevant internal teams (e.g., finance, compliance).
Source Notes
Executive Summary
Invoice and credit tasks added to My FCAFCA Source
Executive Summary
FCA clarifies expectations on bullying, harassment and violence to deepen trust in financial servicesFCA Source
Executive Summary
Tribunal upholds the FCA’s market manipulation bansFCA Source
Executive Summary
Once-in-a-generation advice changes to help millions navigate their financial livesFCA Source
Executive Summary
FCA secures guilty plea from John Burford in £1m investor fraud schemeFCA Source
Executive Summary
Shining a light on private marketsFCA Speech
Executive Summary
Harnessing AI and technology to deliver the FCA’s 2025 strategic prioritiesFCA Speech
This week, the FCA took a bold step forward in reshaping both how firms operate and how customers experience financial services.
From tackling misconduct to modernising the delivery of advice, the regulator’s message is clear: it’s not enough to follow the rules — firms must foster environments of integrity, clarity, and innovation.
Quick View of the Week’s Highlights
| Headline | Why it matters | Next-30-day Actions |
|---|---|---|
| Invoice and credit tasks added to My FCA | New functionality on the My FCA portal simplifies administrative tasks for regulated firms, enhancing efficiency in managing invoicing and credit-related activities. |
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| FCA clarifies expectations on bullying, harassment and violence to deepen trust in financial services | The FCA emphasizes a safe and inclusive culture, holding firms accountable for preventing misconduct, which is crucial for conduct rules compliance and reputation. |
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| Tribunal upholds the FCA’s market manipulation bans | This ruling reinforces the FCA's commitment to market integrity and its ability to enforce against manipulation, serving as a strong deterrent to potential offenders. |
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| Once-in-a-generation advice changes to help millions navigate their financial lives | Significant regulatory changes aim to make financial advice more accessible and affordable for consumers, impacting how financial firms offer their services and engage with clients. |
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| FCA secures guilty plea from John Burford in £1m investor fraud scheme | This case demonstrates the FCA's ongoing efforts to combat financial crime and protect consumers from fraud, sending a clear warning to those attempting similar schemes. |
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| Shining a light on private markets | The FCA is focusing on transparency and oversight in private markets, indicating potential future regulatory scrutiny or new expectations for firms operating in this space. |
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| Harnessing AI and technology to deliver the FCA’s 2025 strategic priorities | The FCA is embracing technology and AI, both for its own operations and as a key area of focus for regulated firms, signaling future regulatory developments and expectations in this area. |
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A Shift in Culture and Conduct
The FCA issued clear guidance on workplace behaviour this week, reminding firms that trust isn’t just built in markets — it starts inside boardrooms. Addressing bullying and harassment head-on, the regulator wants inclusive, accountable leadership at the heart of UK finance.
Smarter Tech, Better Rules
Two strategic speeches covered AI, automation, and private markets. The message: embrace technology, but do it responsibly. Regulators want firms to act now on AI governance, data integrity, and investor transparency — not wait for enforcement to knock.
Advice That Actually Reaches People
The FCA’s “once-in-a-generation” advice reforms could make a real difference for millions. This move aims to simplify how regulated firms engage with people who typically fall outside formal advice channels — an opportunity for inclusive, mission-driven innovation.
Justice & Operational Focus
From securing a guilty plea in a £1m fraud case to modernising its own portals, the FCA is balancing crime prevention and administrative efficiency — setting an example in both enforcement and user experience.
