Regulatory Training
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Regulatory Training
FCA compliance training is an essential part of ensuring that everyone who is employed in a financial services firm is competent to do their role. Competence requirements differ depending on the nature of the role and the FCA has detailed rules regarding training and competence which have to be observed in order to ensure compliance.
The FCA has three concepts relating to training and competence:
- Attaining competence
- Maintaining competence
- Record keeping
Management information arising from training and competence should be used as part of the firm’s human resource decision making, and can be an indicator of root causes of compliance problems.
Ongoing FCA Compliance
As an FCA authorised person or firm, you might need help to ensure you comply with the FCA’s rules.
We provide our clients with support they need to maintain compliance and avoid breaching the rules. Our bespoke service is individually tailored to each of our client’s requirements and objectives to help them meet in the best way possible.
Whether you need documentation to help you remain compliant, want ongoing advice or support, impartial monitoring of your activities or anything else, MEMA may be able to help.
Why Choose MEMA?
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MEMA has been supporting firms through the FCA compliance process since 2019. In that time, we have helped hundreds of businesses to successfully gain and retain FCA authorisation.
We have a unique blend of experience from ex-regulators, big 4 consultants and fin/regtech specialisation. Our team is highly experienced and expertly skilled. We specialise in providing our clients with solutions to often complex regulatory requirements and compliance needs.
Our unique industry insight and comfort with compliance enables our team to support you to the fullest extent possible, helping to develop your business model and compliance.
Insights
How to get FCA authorised (part 3)
FCA's Portfolio Strategy on Claims Management Companies: A Detailed Compliance Guide for CMC Firms
Regulatory considerations for Consumer Credit Firms
FCA Consumer Duty
FCA Fee Cap on CMCs
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How to write a FCA business plan
How to navigate the Skilled Person Review
Improving Oversight of Appointed Representatives in the Credit Broking Industry Introduction
How much are the FCA fees?
What are regulatory controls and how do you conduct control monitoring
The FCA Register
MEMA joins the APCC!
Preparing for the TPR Regime
The Motor Finance Industry: How to Apply the Consumer Duty Principle
Revised U.K. Financial Regulators' Complaints Scheme - Coming into effect 1, November 2023
Your key contacts
ADEMOLA OMOSANYA
Ademola is an accomplished consultant with over a decade of experience across regulation, banking, and consumer credit. As MEMA Consultants co-founder, he leverages extensive regulatory expertise to guide clients through critical processes and full compliance. His experience across sectors enables tailored solutions to complex business challenges. Ademola partners with clients as a strategic advisor to help futureproof their business through an in-depth understanding of the regulatory landscape.
MISAH MARAGH
Misah is a director at MEMA Consultants with over a decade of experience in financial services. Holding a legal background and postgraduate qualification, she previously worked at the Financial Conduct Authority. Misah has led compliance transformation for global consumer services organisations across Europe, the Caribbean, and Latin America. Her expertise includes implementing compliance frameworks for financial regulations, FCPA, UK Bribery Act, data privacy, and Sarbanes-Oxley. Misah is skilled at advising clients on operational and strategic projects, leveraging her in-depth knowledge of regulatory environments to deliver solutions tailored to complex business needs.
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